30 Compliance Officer Jobs in Thornhill
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Compliance Officer, Surveillance CI Financial - Toronto, Ontario, Canada -Compliance officers will also be delegated additional core tasks such as email surveillance, reviewing and maintaining pro-accounts, sales/advertising approvals, and other tasks as warranted, which may... 3 days ago
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Compliance Officer Larson Maddox - Toronto, Ontario, Canada Possess at least 5 years of senior compliance, business controls, operations, and regulatory experience within an investment fund manager, portfolio manager, or exempt market dealer entity regulated by... 17 days ago
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Senior Compliance Officer, Canadian Personal & Business Banking Compliance BMO Financial Group - Toronto, Ontario Elevates high profile issues/risk cases to Compliance and business/group management for prompt resolution.Analyzes and reports compliance information to Compliance and business/group management.Advises... 14 days ago
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Compliance Operations Associate Moneycorp - Toronto, Ontario, Canada Maintain Politically Exposed Person Register with up-to-date information and review these relationships on a periodic basis Liaise with internal and external customers to clarify company ownership Store... 10 days ago
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FINANCE MANAGER (FULL-TIME) Prosper Canada - Toronto, Ontario, Canada The successful candidate will play a critical role in: maintaining an accurate and sustainable financial management system; identifying and helping to address financial management issues that could affect... 28 days ago
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Senior Compliance Officer, Canadian Personal & Business Banking Compliance BMO Financial Group - Toronto, Ontario Elevates high profile issues/risk cases to Compliance and business/group management for prompt resolution.Analyzes and reports compliance information to Compliance and business/group management.Advises... 14 days ago
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Legal Counsel and Senior Compliance Officer BMO - Toronto, ON, CA Exercises judgment to identify, diagnose, and solve problems within given rules; applies expertise and thinks creatively to address unique or ambiguous situations and to find solutions to problems that... 20 days ago
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Senior Compliance Officer, Canadian Personal & Business Banking Compliance BMO - Toronto, ON, CA Salaries will vary based on factors such as location, skills, experience, education, and qualifications for the role, and may include a commission structure. Salaries for part-time roles will be pro-rated... 15 days ago
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Sales Communications Compliance Officer Manulife Financial Corporation - Toronto, Ontario Maintain accurate digital records of the regulatory supervision audit trail and archived data.Provide the Dealer’s Advisors with high quality, accurate and timely compliance direction, advice, and support... 23 days ago
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Sales Communications Compliance Officer Société Financière Manuvie - Toronto, Ontario Maintain accurate digital records of the regulatory supervision audit trail and archived data.Provide the Dealer’s Advisors with high quality, accurate and timely compliance direction, advice, and support... 23 days ago
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