33 Compliance Officer Jobs in North York
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Compliance Officer Larson Maddox - Toronto, Ontario, Canada An alternative investment firm is seeking a Compliance Officer to join their Global Regulatory and Compliance team. In this role, you will play a pivotal part in assisting with various regulatory activities... 3 days ago
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Compliance Officer Hamilton ETFs - Toronto, Ontario, Canada Hamilton ETFs is one of Canada’s fastest growing exchange traded fund (“ETF”) providers. Based in Toronto’s financial district and with ~$4.6 billion in ETF assets under management, we are seeking a motivated... 5 days ago
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Senior Compliance Officer, Canadian Personal & Business Banking Compliance BMO Financial Group - Toronto, Ontario Contributes to business/group results by providing oversight and making recommendations that significantly impact the Banks ability to monitor regulatory compliance programs, minimize operational risk... Today
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Senior Compliance Officer CI Financial - Toronto, Ontario, Canada At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through... 17 days ago
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Legal Counsel and Senior Compliance Officer BMO Financial Group - Toronto, Ontario Application Deadline: 05/31/2024 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Provides and manages the delivery of legal and regulatory advice on products, initiatives, strategies... 5 days ago
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FINANCE MANAGER (FULL-TIME) Prosper Canada - Toronto, Ontario, Canada Prosper Canada does not deliver services directly to people living on low incomes. Instead, we work with public, private and community sector partners to ensure quality financial empowerment supports ... 14 days ago
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Associate Compliance Officer, Trade Surveillance (1-year Contract) BMO Financial Group - Toronto, Ontario Application Deadline: 05/20/2024 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Note this is a 1-year contract opportunity. BMOIIs Trade Surveillance team within the Legal, Regulatory... 2 days ago
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Sales Communications Compliance Officer Manulife Financial Corporation - Toronto, Ontario Working ArrangementHybridJob DescriptionThe Sales Communications Compliance Officer will report directly to the Senior Compliance Officer and will be responsible for the supervision and approval of all... 9 days ago
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Senior Compliance Officer, Canadian Wealth Distribution Scotiabank - M5H1A1 Toronto, ON, CA Contributes to the overall success of the Compliance/ Canadian Wealth Distribution (CWD) ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business... 12 days ago
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Sales Communications Compliance Officer Société Financière Manuvie - Toronto, Ontario De nos initiatives environnementales à nos investissements dans la collectivité, nous montrons la voie en nous appuyant sur des valeurs, et ce, dans l’ensemble de nos activités. Pour nous aider à nous... 9 days ago
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