21 Compliance Officer Jobs in Toronto
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Senior Compliance Officer CI Financial - Toronto, Ontario, Canada At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through... 3 days ago
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Chief Compliance Officer BJRC Recruiting - Toronto, Ontario, Canada Conduct Compliance Monitoring, Testing, and subject matter reviews, covering various areas such as credit risk and property management. Develop and maintain Regulatory Compliance Management Program, ensuring... 14 days ago
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Bilingual Senior Compliance Officer BMO Financial Group - Toronto, Ontario Contributes to business/group results by providing oversight and making recommendations that significantly impact the Banks ability to monitor regulatory compliance programs, minimize operational risk... Yesterday
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Compliance Officer, Registrations (Insurance & Continuing Education) CI Financial - Toronto, Ontario, Canada The Registration Department is responsible for the management / administration of licensing and registration for the affiliated member firms of CI Financial registered with the Canadian Investment Regulatory... 12 days ago
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Bilingual Senior Compliance Officer, Complaints CI Global Asset Management - Toronto, Ontario, Canada This role will ensure all assigned complaints, privacy incidents, internal or regulatory investigations (“Reportable Matters”) are handled in a fair, transparent, objective, and factual manner in accordance... 23 days ago
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Senior Compliance Consultant Manulife Financial Corporation - Toronto, Ontario Working ArrangementHybridJob DescriptionThe Senior Compliance Consultant (The “Consultant”) supports the Chief Compliance Officer and Director in leading the activities required to be performed by the... 8 days ago
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Compliance & Operations Executive Bridgeport Asset Management Inc. - Toronto, Ontario, Canada Conveniently located in Toronto, Bridgeport Asset Management is a successful and growing investment counselling firm which manages discretionary investment portfolios on behalf of private clients and various... More than 30 days ago
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Senior Compliance Consultant Société Financière Manuvie - Toronto, Ontario De nos initiatives environnementales à nos investissements dans la collectivité, nous montrons la voie en nous appuyant sur des valeurs, et ce, dans l’ensemble de nos activités. Pour nous aider à nous... 8 days ago
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Managing Director, Enterprise Compliance Testing BMO Financial Group - Toronto, Ontario The MD supports the Enterprise and U.S. Chief Compliance Officers by identifying and escalating appropriate issues, supporting regulatory conversations and recommendations, and providing expertise as required... 12 days ago
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Underwriting Counsel Liberty Mutual Canada - Toronto, ON Liberty Mutual Canada is the Canadian operation of Liberty Mutual Insurance Company. We offer a broad suite of commercial insurance products and solutions to mid-size and large Canadian companies with... 16 days ago
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