Compliance Officer Jobs in North York

CI Financial - Toronto, Ontario, Canada

We are currently seeking a Compliance Officer, Surveillance to join our Compliance team. In this role, the successful candidate is expected to monitor client account activity of Assante advisors in accordance...

from: appcast.io - 3 days ago

Larson Maddox - Toronto, Ontario, Canada

An alternative investment firm is seeking a Compliance Officer to join their Global Regulatory and Compliance team. In this role, you will play a pivotal part in assisting with various regulatory activities...

from: appcast.io - 17 days ago

Bereavement Authority of Ontario - North York

The Bereavement Authority of Ontario (BAO) is an independent, not-for-profit corporation that administers provisions of the Funeral, Burial, and Cremation Services Act (FBCSA). We diligently oversee and... $60K (Employer Est.)

from: glassdoor.com - 8 days ago

Moneycorp - Toronto, Ontario, Canada

This position will report to the AML Compliance Manager and will assist in helping to maintain oversight of the AML/OFAC program and mitigate risk. The individual will prepare accounts ready for opening...

from: appcast.io - 10 days ago

Prosper Canada - Toronto, Ontario, Canada

Prosper Canada does not deliver services directly to people living on low incomes. Instead, we work with public, private and community sector partners to ensure quality financial empowerment supports ...

from: appcast.io - 28 days ago

BMO Financial Group - Toronto, Ontario

Application Deadline:05/28/2024Address:100 King Street WestJob Family Group:Audit, Risk & ComplianceThis is a hybrid role, with a requirement to be in the Toronto office (First Canadian Place) 2-3 days...

from: jobillico.com - 14 days ago

BMO Financial Group - Toronto, Ontario

Date limite pour présenter sa candidature :05/28/2024Adresse :100 King Street WestGroupe de famille d'emploi :Audit, gestion des risques et conformitéThis is a hybrid role, with a requirement to be in...

from: jobillico.com - 14 days ago

BMO - Toronto, ON, CA

Provides and manages the delivery of legal and regulatory advice on products, initiatives, strategies, policies and developments for and on behalf of BMO Investments Inc. (mutual fund dealer) ("BMO II")...

from: onjobcentre.ca (+1 source) - 20 days ago

BMO - Toronto, ON, CA

Assists in the implementation, maintenance and administration of the Canadian Personal and Business Banking compliance program. Coordinates and performs risk assessment, monitoring, testing and surveillance...

from: onjobcentre.ca - 15 days ago

Manulife Financial Corporation - Toronto, Ontario

Working ArrangementHybridJob DescriptionThe Sales Communications Compliance Officer will report directly to the Senior Compliance Officer and will be responsible for the supervision and approval of all...

from: jobillico.com - 23 days ago