Compliance Officer Jobs in Mississauga

CI Financial - Toronto, Ontario, Canada

Please submit your resume in confidence by clicking “Apply”. Only qualified candidates selected for an interview will be contacted. CI Financial Corp. and all of our affiliates (“CI”) are committed to...

from: appcast.io - 8 days ago

BJRC Recruiting - Toronto, Ontario, Canada

Review monthly compliance reports and provide Quarterly and Annual Compliance Reporting to Board and Senior Management. Coordinate on-site and desktop regulatory examinations and implement new regulatory...

from: appcast.io - 19 days ago

National Bank - Toronto, Ontario, Canada

In collaboration with the manager, ensure the planning, day-to-day management and control of legal and regulatory activities dictated by provincial authorities outside Quebec impacting the field of life...

from: ca.lifeworq.com - 3 days ago

CI Financial - Toronto, Ontario, Canada

With respect to Insurance the Compliance Officer will be responsible for the filing of insurance license applications, with provincial insurance councils and the Autorite des marches financiers (AMF) on...

from: appcast.io - 17 days ago

Fengate Asset Management - Oakville, Ontario, Canada

Since 1974, and with 20 years of experience managing institutional capital, Fengate Real Estate has been developing and managing real estate assets across commercial and residential asset classes and the...

from: appcast.io - 3 days ago

Scotiabank - M5H1A1 Toronto, ON, CA

Conduct compliance oversight (surveillance duties) in accordance with applicable regulatory requirements including Canadian Investment Regulatory Organization - CIRO Rules including Investment Dealer Partially...

from: Scotiabank - 3 days ago

Prosper Canada - Toronto, Ontario, Canada

The successful candidate will play a critical role in: maintaining an accurate and sustainable financial management system; identifying and helping to address financial management issues that could affect...

from: appcast.io - 5 days ago

BMO Financial Group - Toronto, Ontario

Any unsolicited resumes sent to BMO, directly or indirectly, will be considered BMO property. BMO will not pay a fee for any placement resulting from the receipt of an unsolicited resume. A recruiting...

from: jobillico.com (+1 source) - 6 days ago

Société Financière Manuvie - Oakville, Ontario

Au 30 juin 2021, l’actif géré et administré par Manuvie et ses filiales se chiffrait à 1 300 milliards de dollars canadiens (1 100 milliards de dollars américains). La Société Financière Manuvie est inscrite...

from: jobillico.com - 10 days ago

Trust Cosmic Immigration Consultancy - Mississauga

Verify the authenticity and validity of supporting documents submitted with immigration applications, conducting thorough checks and collaborating with relevant authorities or agencies when necessary.

from: glassdoor.com - 23 days ago