Compliance Officer Jobs in Markham

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Intermediate Compliance analyst  

Robertson & Company Ltd. - Toronto, Ontario, Canada (+1 location)

Our client is an International Bank with Canadian operations across major cities including Toronto, Vancouver, Calgary, and Montreal. They offer various services for Retail Banking, Corporate Banking,...

from: appcast.io - Yesterday

Senior Compliance Officer  

CI Financial - Toronto, Ontario, Canada

We are currently seeking a Senior Compliance Officer, CI Wealth Compliance. In this role, the successful candidate is expected to encourage and foster a culture of compliance within the organization in...

from: appcast.io - Yesterday

Field Compliance Officer North America  

SAP - Toronto, Ontario

We offer a highly collaborative, caring team environment with a strong focus on learning and development, recognition for your individual contributions, and a variety of benefit options for you to choose...

from: jobillico.com (+2 sources) - 9 days ago

Compliance Officer, Surveillance  

CI Financial - Toronto, Ontario, Canada

We are currently seeking a Compliance Officer, Surveillance to join our Compliance team. In this role, the successful candidate is expected to monitor client account activity of Assante advisors in accordance...

from: appcast.io - 20 days ago

Senior Compliance Officer  

CI Financial - Toronto, Ontario, Canada

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through...

from: appcast.io - 17 days ago

Chief Compliance Officer, Mutual Fund Dealer  

BMO - Toronto, ON, CA

Assists in the implementation, maintenance and administration of BMO's Mutual Fund Dealer second line compliance program. Coordinates and performs risk assessment, monitoring, testing and surveillance...

from: onjobcentre.ca (+1 source) - 16 days ago

Wealth Management Portfolio Administrator  

Chronicle Wealth - Toronto, Ontario, Canada

Chronicle Wealth is a leading multi-family office providing independent wealth counsel to highly successful Canadian families. Our multidisciplinary team provides strategic investment, insurance and risk...

from: appcast.io - 15 days ago

Compliance Operations Associate  

Moneycorp - Toronto, Ontario, Canada

This position will report to the AML Compliance Manager and will assist in helping to maintain oversight of the AML/OFAC program and mitigate risk. The individual will prepare accounts ready for opening...

from: appcast.io - 27 days ago

Legal Counsel, Privacy and Data Protection (14 month contract)  

KPMG - Toronto, ON, CA

Reporting to the Deputy General Counsel, Regulatory and Professional Compliance and Chief Privacy Officer, the Legal Counsel, Privacy and Data Protection is responsible for assisting in the development...

from: onjobcentre.ca (+1 source) - 4 days ago

Compliance Analyst  

Financière Sun Life - Toronto, Ontario

Discover how you can make a difference in the lives of individuals, families and communities around the world.Job Description:About the role:SLGI Asset Management Inc. (SLGI) Compliance is looking for...

from: jobillico.com - Yesterday


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Compliance Officer in Markham