29 Compliance Officer Jobs in Mississauga - page 2
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Compliance & Operations Executive Bridgeport Asset Management Inc. - Toronto, Ontario, Canada You will lead all aspects of our compliance program to ensure adherence to provincial securities regulations and anti-money laundering rules. Areas of compliance focus will include portfolio management... More than 30 days ago
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Bilingual Senior Compliance Officer BMO Financial Group - Toronto, Ontario Any unsolicited resumes sent to BMO, directly or indirectly, will be considered BMO property. BMO will not pay a fee for any placement resulting from the receipt of an unsolicited resume. A recruiting... 19 days ago
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Chief Legal Officer - Legal-camh Centre for Addiction and Mental Health - CAMH - Toronto, Ontario Reporting to the SVP, Public Affairs, Partnerships and Chief Strategy Officer, the Chief Legal Officer (CLO) is responsible for overseeing the provision of legal services for CAMH, providing legal advice... 9 days ago
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Vice President & Chief Data Officer, Corporate Functions, Data Policy and Regulations Scotiabank - M5H1H1 Toronto, ON, CA Partners closely with business’s IT leadership responsible for data analytics, custodianship, and infrastructure ensuring alignment with the Data and Analytics department avoiding conflicting activities... 10 days ago
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Senior Advisor Legal Affairs and Compliance National Bank - Toronto, Ontario Prerequisites: Bachelor's degree related to the sector of activity and six years of relevant experience or Master's degree related to the sector of activity and four years of relevant experience Member... 13 days ago
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Regulatory and Compliance Analyst Liberty Mutual Canada - Toronto, ON Reporting to the Senior Vice President, Chief Counsel and Chief Compliance Officer, the Regulatory and Compliance Analyst will provide guidance and support as well as strategy implementation on all regulatory... 5 days ago
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Senior Manager, Analytics and Artificial Intelligence Risk BMO Financial Group - Toronto, Ontario Execute direct accountabilities for Analytics and AI risk management compared to other frameworks (e.g. model risk management, technology risk). Provide conclusions and input as part of various forums... 4 days ago
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Senior Manager, Mutual Fund Dealer Compliance (Contract) Scotiabank - M5H1A1 Toronto, ON, CA Maintain current knowledge of applicable and proposed dealer regulations through participation in industry associations and seminars, contact with Securities Regulators and the Mutual Fund Dealers Association... 5 days ago
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Manager, Compliance RBC - Toronto, Ontario We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.We also strive to provide an accessible candidate experience for our prospective... 10 days ago
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AVP Operational Resilience Manulife Financial Corporation - Toronto, Ontario Scope (Dimensions & Organizational Impact):The position spans the entire Division and monitors all operational risks and resilience posture.The position will interact with business unit senior management... 10 days ago
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