Compliance Officer Jobs in Mississauga

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Data Privacy Associate- Canada  

Workday - Mississauga, ON, Canada

Canadian privacy support for results-based scientific studies, including clinical trials, real-world evidence, and externally sponsored research studies. This includes review and guidance regarding contracts...

from: appcast.io - 7 days ago

Chief Compliance Officer  

BJRC Recruiting - Toronto, Ontario, Canada

Review monthly compliance reports and provide Quarterly and Annual Compliance Reporting to Board and Senior Management. Coordinate on-site and desktop regulatory examinations and implement new regulatory...

from: appcast.io - 9 days ago

Immigration Filing Officer  

Trust Cosmic Immigration Consultancy - Mississauga

Verify the authenticity and validity of supporting documents submitted with immigration applications, conducting thorough checks and collaborating with relevant authorities or agencies when necessary.

from: glassdoor.com - 13 days ago

Compliance Officer, Registrations (Insurance & Continuing Education)  

CI Financial - Toronto, Ontario, Canada

With respect to Insurance the Compliance Officer will be responsible for the filing of insurance license applications, with provincial insurance councils and the Autorite des marches financiers (AMF) on...

from: appcast.io - 7 days ago

Senior Manager, Compliance and Legal  

University of Toronto Asset Management Corporation - Toronto, Ontario, Canada

The Compliance team is within Operations. In this role, which reports to the Chief Operating Officer (also the Chief Compliance Officer), we seek an investment compliance and/or legal professional with...

from: appcast.io - 2 days ago

Compliance Officer, LRC Fixed Term/Secondment  

BMO Financial Group - Toronto, Ontario

Assist the Client Documentation department with reviews of documentation in such instances as Trusts and Estates to ensure BMO NB accounts are properly documented and a clear understanding is established...

from: jobillico.com (+1 source) - 4 days ago

Bilingual Senior Compliance Officer, Complaints  

CI Global Asset Management - Toronto, Ontario, Canada

Liaise with Agents, Branch Managers, Compliance Management, Legal Department, Executive Management Group, CIRO, and other regulatory and insurance business partners to resolve Reportable Matters, as appropriate...

from: appcast.io - 18 days ago

Sr. Compliance Officer, Compliance Reporting and Data Governance  

BMO Financial Group - Toronto, Ontario

Any unsolicited resumes sent to BMO, directly or indirectly, will be considered BMO property. BMO will not pay a fee for any placement resulting from the receipt of an unsolicited resume. A recruiting...

from: jobillico.com (+1 source) - 13 days ago

AML/ATF-Analyst  

SBI Canada Bank - Mississauga

While we thank all applicants, only those under consideration for the position will be contacted. If you require accommodation during any stage of the recruitment process, please notify Human Resources... $17.00 - $20.00 Per hour (Employer Est.)

from: glassdoor.com - 16 days ago

Compliance & Operations Executive  

Bridgeport Asset Management Inc. - Toronto, Ontario, Canada

You will lead all aspects of our compliance program to ensure adherence to provincial securities regulations and anti-money laundering rules. Areas of compliance focus will include portfolio management...

from: appcast.io - More than 30 days ago


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