20 Compliance Officer Requirements Jobs in Ontario
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Compliance & Operations Executive Bridgeport Asset Management Inc. - Toronto, Ontario, Canada You will lead all aspects of our compliance program to ensure adherence to provincial securities regulations and anti-money laundering rules. Areas of compliance focus will include portfolio management... More than 30 days ago
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Compliance Specialist, Workflow, Policy and Training Société Financière Manuvie - Oakville, Ontario Au 30 juin 2021, l’actif géré et administré par Manuvie et ses filiales se chiffrait à 1 300 milliards de dollars canadiens (1 100 milliards de dollars américains). La Société Financière Manuvie est inscrite... 22 days ago
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Vice President & Chief Data Officer, Corporate Functions, Data Policy and Regulations Scotiabank - M5H1H1 Toronto, ON, CA Partners closely with business’s IT leadership responsible for data analytics, custodianship, and infrastructure ensuring alignment with the Data and Analytics department avoiding conflicting activities... 9 days ago
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Senior Advisor Legal Affairs and Compliance National Bank - Toronto, Ontario Prerequisites: Bachelor's degree related to the sector of activity and six years of relevant experience or Master's degree related to the sector of activity and four years of relevant experience Member... 12 days ago
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Associate Compliance Officer, Trade Surveillance (1-year Contract) BMO Financial Group - Toronto, Ontario Analyse and report on compliance data; identify trends developing in trading of specific dealing representatives (RISRs) and/or client accounts with an emphasis on suitability, concentration, potential... 5 days ago
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Junior Anti-Money Laundering (AML) Officer Eminence Talent Group - Toronto, ON ● Conducting due diligence on new and existing customers to ensure compliance with ● Bachelor's degree in finance, accounting, business administration, or a related field. Our Client is at the vanguard... 10 days ago
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Manager, Operational Risk Financière Sun Life - Waterloo, Ontario Diversity and inclusion have always been at the core of our values at Sun Life. A diverse workforce with wide perspectives and creative ideas benefits our clients, the communities where we operate and... 8 days ago
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Manager, Risk Program Development Sun Life Financial - Waterloo, Ontario Main Accountabilities:Design and implement new Canada-wide risk management programs, practices, and processes with immediate focus on OSFI’s new B-10 (Third Party Management) and upcoming E-21 (Operational... 8 days ago
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Accounting Manager Spacesaver Solutions Inc. - Aurora, ON Participate in day-to-day accounting department, including accounts payable, accounts receivable, general ledger, bank reconciliations and payroll. Develop and maintain internal controls to safeguard company... 10 days ago
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Manager, Operational Risk Financière Sun Life - Waterloo, Ontario Diversity and inclusion have always been at the core of our values at Sun Life. A diverse workforce with wide perspectives and creative ideas benefits our clients, the communities where we operate and... 8 days ago
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