688 Compliance Jobs in Midtown Toronto
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Director of Compliance Europ Assistance Canada Services Inc. - Toronto, Ontario, Canada Functionally, the Director of Compliance will have unfettered access and provides reports to the C.E.O., Head of Branch. The Director of Compliance will work with and liaise with other Compliance personnel... 9 days ago
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Senior Compliance Officer CI Financial - Toronto, Ontario, Canada CI Financial is an independent company offering global wealth management and asset management advisory services through diverse financial services firms. Since 1965, we have consistently anticipated and... 3 days ago
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Corporate Services Manager for Compliance AY Talent - toronto, on, Canada Keep the Corporate Group informed of legislative changes affecting corporate compliance, ensuring all practices align with statutory requirements. Directly manage the Compliance Services Group team members... Yesterday
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Compliance Officer, Surveillance CI Financial - Toronto, Ontario, Canada -Conduct, monitor and document daily and monthly head office reviews of client account activity with a focus on criteria outlined in CIRO (mutual fund dealer and investment dealer) rules, other regulations... 6 days ago
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Director, Private Client Sales GreensKeeper Asset Management Inc. - toronto, on, Canada You are an experienced and motivated salesperson with a proven track record of achieving and exceeding sales targets. Your responsibilities will include expanding our client base of high-net-worth individuals... 9 days ago
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Senior Compliance Analyst Hays - Toronto, Ontario, Canada Ensure the organization complies with relevant laws, rules, and guidelines. Share best practices and collaborate on cross-border compliance matters. Utilize fidex (or similar tools) for compliance audits... 9 days ago
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Manager, IT Internal Controls Compliance CI Financial - Toronto, Ontario, Canada Assist in the coordination and receipt of SOC1 and SOC2 reports from third party providers; completed SOC report assessments; and work with management to identify and document controls necessary to rely... 8 days ago
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Compliance Officer Larson Maddox - Toronto, Ontario, Canada Our client's financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend public and private market strategies for their high-net... 20 days ago
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Compliance Manager, Claims. Facility Association - Toronto, Ontario, Canada To deliver on our Purpose through the efficient administration of automobile insurance residual market mechanisms; and by providing valued information to our members. Facility Association strives to enhance... More than 30 days ago
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PROSECUTION LAWYERS (2 POSITIONS) Toronto, Ontario, Canada The City is an equal opportunity employer, dedicated to creating a workplace culture of inclusiveness that reflects the diverse residents that we serve. The City is committed to creating an accessible... Yesterday
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