15 Chief Compliance Officer Jobs in Concord
-
Wealth Management Portfolio Administrator Chronicle Wealth - Toronto, Ontario, Canada Chronicle Wealth is a leading multi-family office providing independent wealth counsel to highly successful Canadian families. Our multidisciplinary team provides strategic investment, insurance and risk... 3 days ago
-
Compliance Officer HR A la Carte - Downtown Toronto (Harbourfront East / Union Station / Toronto Island), Ontario, Canada Hamilton ETFs is one of Canada’s fastest growing exchange traded fund (“ETF”) providers. Based in Toronto’s financial district and with ~$4.6 billion in ETF assets under management, we are seeking a motivated... 2 days ago
-
Chief Compliance Officer, Mutual Fund Dealer BMO - Toronto, ON, CA Assists in the implementation, maintenance and administration of BMO's Mutual Fund Dealer second line compliance program. Coordinates and performs risk assessment, monitoring, testing and surveillance... 4 days ago
-
AVP, Claims Specialist (R1827) Sompo - Toronto, Ontario, Canada Sompo is a financial services holding company organized under the laws of Japan whose shares are listed on the Tokyo Stock Exchange. Sompo, through various operating subsidiaries, is one of the largest... 8 days ago
- Forum: Start a Discussion Join
-
Compliance Operations Associate Moneycorp - Toronto, Ontario, Canada This position will report to the AML Compliance Manager and will assist in helping to maintain oversight of the AML/OFAC program and mitigate risk. The individual will prepare accounts ready for opening... 15 days ago
-
Manager, Business Compliance, BMO Wealth Management BMO - Toronto, ON, CA This role provides regulatory compliance advice and direction to the Wealth businesses supported. Specifically, this role interprets regulations, provides advice on the application of regulatory requirements... 7 days ago
-
Director, Compliance RBC - Toronto, Ontario Job SummaryJob DescriptionWhat is the Opportunity? The Director, Compliance is a senior member of the Compliance team that supports RBC Global Asset Management (RBC GAM) in Canada, and assists in the management... 10 days ago
-
Senior Compliance Consultant Manulife Financial Corporation - Toronto, Ontario Working ArrangementHybridJob DescriptionThe Senior Compliance Consultant (The “Consultant”) supports the Chief Compliance Officer and Director in leading the activities required to be performed by the... 10 days ago
-
Legal Regulatory & Compliance Specialist Liberty Mutual Canada - Toronto, ON Liberty Mutual Canada is the Canadian operation of Liberty Mutual Insurance Company. We offer a broad suite of commercial insurance products and solutions to mid-size and large Canadian companies with... 20 days ago
-
Senior Compliance Consultant Société Financière Manuvie - Toronto, Ontario De nos initiatives environnementales à nos investissements dans la collectivité, nous montrons la voie en nous appuyant sur des valeurs, et ce, dans l’ensemble de nos activités. Pour nous aider à nous... 10 days ago
Top locations