Financial Compliance Officer Jobs in Toronto
Liberty Mutual Canada - Toronto, Ontario, Canada
Reporting to the Senior Vice President, Chief Financial Officer, this role will be responsible for the preparation and coordination of various reports and analysis to ensure the entities' compliance with...
from: appcast.io (+1 source) - 9 days ago
Prosper Canada - Toronto, Ontario, Canada
The salary range for this position is $72,000- $82,000. Upon successful completion of a 3-month probation period, the successful candidate will also participate in a full suite of employee benefits including...
from: appcast.io - 27 days ago
Manulife Financial Corporation - Toronto, Ontario
Deliver high-quality compliance training and consultation to advisors and internal stakeholders, ensuring a comprehensive understanding of regulatory requirements, internal policies, procedures, and compliance...
from: jobillico.com - 20 days ago
Société Financière Manuvie - Toronto, Ontario
Foster and maintain strong partnerships with advisors, the other Manulife Wealth compliance departments and colleagues, and with other business units within Manulife Investment Management Canada, promoting...
from: jobillico.com - 20 days ago
KVB Canada Inc. - Toronto
Main Purpose of Job: Handle the Settlement and Compliance matters of the company including the filing of required documents and preparation of various reports as per requirements and the daily settlement...
from: glassdoor.com - 13 days ago
Worldsource Wealth Management - Markham, Ontario, Canada
Communicating with Advisors, Regional Compliance Officers and/or Branch Managers regarding the resolution of non-compliant trading practices; In-depth knowledge of the financial services industry, including...
from: appcast.io - 21 days ago
JinXi Financial Group - Markham, ON, L3R 0C9
2) Open new accounts for clients, and provide access to automated banking machine, telephone banking and online banking services. 6) Review and ensure all mortgage documentation is accurate and compliant...
from: jobvertise.com - More than 30 days ago