Senior Compliance Officer Jobs

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Bilingual Senior Compliance Officer, Complaints  

CI Global Asset Management - Toronto, Ontario, Canada

Liaise with Agents, Branch Managers, Compliance Management, Legal Department, Executive Management Group, CIRO, and other regulatory and insurance business partners to resolve Reportable Matters, as appropriate...

from: appcast.io - 15 days ago

Manager of Risk & Compliance  

Synergy Credit Union - Lloydminster, Saskatchewan, Canada

Your team engages with teams in different business areas to proactively discuss risk and compliance matters applicable to their operations. You respond to inquiries, complaints, and incident investigation...

from: appcast.io - 19 days ago

ADMN O 21R - Compliance Officer Personnel and Lottery Registration  

BC Public Service - Victoria, BC, CA

The BC Public Service is an award-winning employer and offers employees competitive benefits, amazing learning opportunities and a chance to engage in rewarding work with exciting career development opportunities...

from: bcjobs.ca - 10 days ago

Compliance Senior Analyst / Analyst(e) senior en Conformité  

PineStone Asset Management Inc. - Montreal, Quebec, Canada

· Participer au développement et à la mise en œuvre des politiques et procédures de conformité de PineStone, conçues aux fins de respecter les exigences réglementaires et légales applicables, les standards...

from: appcast.io - 26 days ago

Director, Market Conduct Compliance  

Manulife Financial Corporation - Waterloo, Ontario

At the end of 2022, we had $1.3 trillion (US$1.0 trillion) in assets under management and administration, including total invested assets of $0.4 trillion (US $0.3 trillion), and segregated funds net assets...

from: jobillico.com - 4 days ago

Director, Market Conduct Compliance  

Société Financière Manuvie - Waterloo, Ontario

They will give guidance, assistance and recommendations to local Segment Distribution Compliance, and ensure close coordination with Sales, Regional and local counterparts in Operational Risk, AML/Fraud...

from: jobillico.com - 4 days ago

ST Trust Officer  

Scotiabank - M5H1H1 Toronto, ON, CA

Provide a best in class, proactive and personalized client experience to high net worth clients and beneficiaries, exemplified by timely and accurate account administration coupled with demonstrated technical...

from: Scotiabank - 13 days ago

Managing Director, Enterprise Compliance Testing  

BMO Financial Group - Toronto, Ontario

Qualifications: Strong background in risk management, compliance, and testing with 10+ years relevant work experience in Risk/Compliance in financial services industry, including at least 8 years of experience...

from: jobillico.com (+1 source) - 4 days ago

Junior Accountant, Research Financial Support #2024-0109  

University of Guelph - Guelph, Ontario

This position is responsible for providing analysis and ad hoc reporting to Accountants, Research Financial Support, as it relates to departmental expenses, purchase orders and p-card transaction as well...

from: jobillico.com - 5 days ago

Analyst, Regulatory & Tax Reporting (12 Month Contract)  

Liberty Mutual Canada - Toronto, ON

Reporting to the Senior Vice President, Chief Financial Officer, this role will be responsible for the preparation and coordination of various reports and analysis to ensure the entities’ compliance with...

from: workable.com - More than 30 days ago


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