Compliance Jobs
Hays - Toronto, Ontario, Canada
Backed by expert colleagues who want you to grow, you’ll have access to mark-leading tools, training and resources so that you’re set up to thrive. Believing that personal growth leads to professional...
from: appcast.io - Yesterday
BJRC Recruiting - Toronto, Ontario, Canada
Additionally, the role entails providing regulatory advice and opinions, particularly regarding changes in law and regulation impacting business models and identifying limitations and opportunities in...
from: appcast.io - 2 days ago
BJRC Recruiting - Toronto, Ontario, Canada
Oversee Corporate Governance tasks, including corporate secretarial duties, board training, governance guideline assessments, and new director coordination. Perform Annual Compliance Self-assessment and...
from: appcast.io - 2 days ago
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Neo Financial - Calgary, Alberta, Canada
We are seeking a detail-oriented and proactive Security Analyst specializing in Standards and Compliance to join our team. The Security Analyst will be responsible for assessing, implementing, and maintaining...
from: appcast.io (+1 source) - Yesterday
Zenex Partners - Quebec, Canada, Canada (+1 location)
Represents the voice of our customer in proactively driving impactful changes across workflows, policies and tools by succinctly relaying customer feedback in escalations to internal support teams and...
from: appcast.io - 5 days ago
Zenex Partners - Canada, Canada
Job Summary: The Compliance Analyst will join our Global Complaints team, responsible for managing consumer complaints, regulatory issues, and litigation support. This role involves investigating and responding...
from: appcast.io - 6 days ago
Webull Securities (Canada) Limited - Toronto, Ontario, Canada
Act as escalation point for issues arising out of compliance reviews and investigations. Take ownership of issues and work with business towards satisfactory resolutions for all parties in an effective...
from: appcast.io - 5 days ago
Zenex Partners - Canada, Canada
Minimum of 2 years of relevant experience in financial services, technology and/or customer support Safety - must have account management experience, Trust and Safety background, experience in handling...
from: appcast.io - 6 days ago
Europ Assistance Canada Services Inc. - Toronto, Ontario, Canada
Functionally, the Director of Compliance will have unfettered access and provides reports to the C.E.O., Head of Branch. The Director of Compliance will work with and liaise with other Compliance personnel...
from: appcast.io - 8 days ago
Empire Life - Toronto, ON, Canada
Assist AGAs and advisors to identify gaps in their compliance program and assist them in closing those gaps.Assists Manager, Compliance and TruStone in achieving and maintaining a compliant operating environment...
from: appcast.io - 2 days ago